Regulation Center
Regulation
Texas Stock Exchange LLC ("TXSE" or the "Exchange") is a national securities exchange registered with the SEC as a self-regulatory organization. TXSE Regulation ("TXSER") oversees the Exchange's SRO obligations through internal surveillance and oversight, as well as a regulatory services agreement with FINRA. This page provides access to TXSE rules, filings, regulatory notices, and related resources.
Qualification Updates
On October 29, 2026, Canada’s Minister of Finance approved TXSE as a designated stock exchange under the Income Tax Act (Canada) (the “Act”). The designation is effective retroactively to September 15, 2026. Therefore, under the Act since that date, securities listed on TXSE have been treated as listed on a designated stock exchange and Canadian investors should be protected from any adverse consequences during the application process. This includes their status as qualified investments for registered plans such as RRSPs, RRIFs, TFSAs and FHSAs. Please see https://www.canada.ca/en/department-finance/services/designated-stock-exchanges.html for more information.
Regulatory Alerts
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TXSE ETP UTP Information Circular
ETP Information Circular | TXSE-2026-055 | Nov 13, 2026, 7:50 AM CT
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TXSE ETP UTP Information Circular
ETP Information Circular | TXSE-2026-054 | Nov 12, 2026, 8:53 AM CT
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TXSE ETP UTP Information Circular
ETP Information Circular | TXSE-2026-053 | Nov 11, 2026, 8:11 AM CT
Issuer Resources
Resources for listed companies, applicants, and advisors managing TXSE listing obligations.
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