Regulation Center
Regulation
Texas Stock Exchange LLC ("TXSE" or the "Exchange") is a national securities exchange registered with the SEC as a self-regulatory organization. TXSE Regulation ("TXSER") oversees the Exchange's SRO obligations through internal surveillance and oversight, as well as a regulatory services agreement with FINRA. This page provides access to TXSE rules, filings, regulatory notices, and related resources.
Regulatory Alerts
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TXSE ETP UTP Information Circular
ETP Information Circular | TXSE-2026-034 | Oct 9, 2026, 9:18 AM CT
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TXSE ETP UTP Information Circular
ETP Information Circular | TXSE-2026-033 | Oct 7, 2026, 11:04 AM CT
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TXSE ETP UTP Information Circular
ETP Information Circular | TXSE-2026-032 | Oct 6, 2026, 8:27 AM CT
Issuer Resources
Resources for listed companies, applicants, and advisors managing TXSE listing obligations.
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