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Regulation Center

Regulation

Texas Stock Exchange LLC ("TXSE" or the "Exchange") is a national securities exchange registered with the SEC as a self-regulatory organization. TXSE Regulation ("TXSER") oversees the Exchange's SRO obligations through internal surveillance and oversight, as well as a regulatory services agreement with FINRA. This page provides access to TXSE rules, filings, regulatory notices, and related resources.

Regulatory Alerts

  • TXSE ETP UTP Information Circular

    ETP Information Circular | TXSE-2026-029 | Sep 30, 2026, 8:21 AM CT

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  • TXSE ETP UTP Information Circular

    ETP Information Circular | TXSE-2026-028 | Sep 29, 2026, 8:00 AM CT

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  • TXSE ETP UTP Information Circular

    ETP Information Circular | TXSE-2026-027 | Sep 28, 2026, 8:43 AM CT

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Issuer Resources

Resources for listed companies, applicants, and advisors managing TXSE listing obligations.

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Noncompliant Issuers

Issuers identified as noncompliant with TXSE listing standards.

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Resources

Find key documents, schedules, and reference materials.